Regulatory Compliance

For every insurance business, whether you are required to comply with FCA and PRA regulations, Lloyd’s byelaws or other jurisdictions’ regulatory requirements; the work involved in doing so can be daunting, costly and time-consuming.

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An efficient and expert solution

Regulatory requirements for insurance businesses are complex and constantly evolving and changing. Breaching these can have a serious detrimental impact with costly fines levied and in more serious cases, criminal prosecution.

The reputational damage incurred can have a long-lasting impact on your business and it’s therefore never been more important for you to have the right support to protect your brand and reputation.

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Tailored to your business

Asta’s experienced Regulatory Compliance team helps your business to operate within a tried and tested compliance framework and keeps you informed of all relevant legislation.

We help you develop and maintain a culture of compliance that is appropriate to the nature, scale and complexity of your business.

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A flexible range of services

We offer a range of professional compliance services and solutions to support your business including:

  • Analysis and advisory – expert compliance knowledge and advice on a wide range of regulatory topics including conduct risk, sanctions and financial crime
  • Communication – regular bulletins and updates helping clients stay informed on all relevant regulatory developments
  • Regulatory liaison – communication with regulatory bodies and dealing with information requests
  • Monitoring and assurance – undertaking risk-based compliance monitoring to provide assurance to the board and to regulators
  • Training – face-to-face training and e-learning modules

Let Asta take care of your compliance needs and work with you on building a successful business.


For more information, contact:

The Asta Advantage - working for you