Head of Regulatory Operations
Neil Griffiths joined Asta in January 2017 as Head of Regulatory Operations with primary responsibility for Compliance and Regulatory Liaison including management of the Compliance Function.
Neil joined Asta from Lloyd’s where he was Senior Manager in Risk Management and led the Risk Assurance and Risk Management and Governance Oversight teams. Neil also acted as chair of the Standards Assurance Group and was a member of the Conduct Risk Oversight Assurance Group, Lloyd’s Internal Model Change Board, New Entrant Assessment Group and Syndicate Risk Committee.
Prior to joining Lloyd’s, Neil spent 9 years in the Deloitte Financial Services Advisory practice, focusing on Risk Management and Regulatory projects including Basel II, Solvency II, Internal Audit, Control Frameworks and Regulatory Change.